What are the investing basics?

Read time: 4 to 5 minutes

Investing might seem complicated. But it’s not so hard. We’ll walk you through everything you need to know, from what a mutual fund is to how you can learn to invest with confidence.

The basics of mutual funds

If you contribute to your employer’s retirement plan, you likely invest in or have access to investing in mutual funds. So what are they? A mutual fund is a single fund consisting of a number of different stocks, bonds, or other kinds of investments. In fact, you may own hundreds or thousands of different kinds of investments in just one fund. So when one type of investment does poorly, another may do well. It’s called diversification, and it may help prevent dramatic swings in the value of your account.

Understanding stocks and bonds

Stocks and bonds are the building blocks of a long-term investment strategy. Most mutual funds invest in stocks, bonds, or both. But what are they, exactly?

Stocks represent ownership in a company

When you own stock, either directly or through a mutual fund, you are part owner of the company issuing that stock.

It may not get you a parking spot with your name at company headquarters, but ownership does have its privileges. If the company makes a profit, you’re entitled to your fair share.

Mutual fund managers buy and sell hundreds and thousands of shares of stock within the fund each day. When they sell a stock for more than they paid, the mutual fund makes money. Of course, when they sell stocks for less than they paid, the fund loses money.

Bonds are IOUs

If stockholders are owners, then bondholders are lenders.

When a company or government wants to borrow, it issues bonds. Bond buyers are lending them money.

Have you heard the expression, "My word is my bond"? A bond is a legal contract to repay the amount borrowed, plus interest, over a specified period of time.

Mutual fund managers buy and sell bonds too. When bonds increase in value or pay interest, the fund makes money. Of course, when bonds lose value or fail to repay the debt on time, the fund loses money.

What to consider when choosing an investment 

Before you choose an investment, take a moment to think about your situation and your goals. Some things to keep in mind:

  • Your comfort with risk. Some investments are aggressive. Others are conservative. Find an investment with the level of risk you’re comfortable with.

  • Your time horizon. When will you need the money? If you’ll need it soon, you may want to choose an investment with less chance for a sudden drop, since you’ll have less time to recover.

  • Cost. A lower-cost fund allows more money to work for you. A fund’s costs are subtracted directly from its returns. So every dollar spent on a fund’s management costs is one less dollar to earn a return.

And here’s a tip: When shopping for mutual funds, don’t just look at past performance. Sometimes the one that performed well last year will fall behind the next. That’s especially true if the fund focused on a small portion of the market that’s done well (and may be due for a fall).

Want to dig deeper? Check out this article on how to choose investments.

The most common investment

Target-date investments have become the most popular investment choice in retirement plans administered by Vanguard.

In fact, 81% of Vanguard retirement plan participants whose plans offer target-date investments invest in one (as of December 31, 2021).* That’s four out of five people!

A target-date fund combines a variety of stocks and bonds into one fund. The number in the fund’s name represents the year an investor might retire. The ratio of stocks to bonds is determined by the year in the fund name. For example, a target-date fund with a year far into the future may have more stocks than bonds in its mix, because the fund has a longer time horizon to manage the risks associated with stocks. As the date in the fund’s name gets closer, the fund manager will gradually shift the fund’s focus from more risky to less risky investments. That way, there’s less chance of a big loss before an investor might retire.

Target-date investments are subject to the risks of their underlying funds. The year in the investment name refers to the approximate year (the target date) when an investor would retire and leave the workforce. The investment will gradually shift its emphasis from more aggressive investments to more conservative ones based on its target date. Target-date investments are not guaranteed at any time, including on or after the target date.

*Source: How America Saves 2022, Vanguard, 2022. Please note that this figure does not reflect the total number of people actively selecting a target-date investment, as many plans utilize target-date investments for automatic enrollment.

A secret of successful investors

While choosing the right investments is important, how much you’re saving can make the bigger difference.

Even a small increase in your saving rate could result in a surprisingly large increase in your retirement account balance over time and—more importantly—how much money you’ll have in retirement.

For example, say Julie joins her retirement plan today. Whether she chooses to save 3%, 6%, or 12% of her pay will make a big difference in 20 years.
HELPFUL HINT

Save too little, and you might not be able to retire when you planned. Save too much, and you may be able to afford to retire early.

Take this Investor Questionnaire to help you find out which asset allocation works for you.
Whenever you invest, there’s a chance you could lose the money. Diversification does not ensure a profit or protect against a loss.

Bond funds are made up of IOUs, primarily from companies or governments. These funds risk losing value if the debt isn’t repaid on time. Also, bond prices can drop when interest rates rise or the issuer’s reputation suffers.